Resource Center – Portfolio Solutions Forms

ICON Portfolio Solutions Forms

Need an Account Form?

Access the forms you need to open an account in ICON’s Tactical Allocation Portfolios (ITAPs) and Strategy Based Investing Portfolios (SBIPs) using the links on this page. You will need Adobe Acrobat Reader to download each document.

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Where to Send Completed Paperwork

All completed Portfolio Solutions forms and required documents should be sent to:

ICON Advisers, Inc.
Attn: Client Services Department
5299 DTC Boulevard, Suite 1200
Greenwood Village, CO 80111

If opening an account to be custodied at Charles Schwab, please contact us at 1-800-828-4881 for additional instructions.

TCA by E*Trade

To access custodial forms, agreements, instructions and other supplemental information from TCA by E*Trade, visit http://www.trustamerica.com/advisor-forms. For help determining which forms to use, please call our Client Services Department at 1-800-828-4881.

Please note we have included ICON’s proprietary forms below. To ensure you are accessing the most current custodial forms provided by TCA by E*Trade, we have provided a link to the forms available on their website. ICON’s paperwork requirements can differ from those of the custodian. Depending on the account type and optional services desired, additional documents may be necessary.

Some of the forms accessed through this webpage are documents from TCA by E*Trade. ICON makes no representation as to the accuracy or completeness of the information contained in or requested by these forms.

Important Required Account Establishment Documents and Disclosures

The following agreements and disclosures are required for all new ITAP or SBIP Accounts, in addition to the applicable TCA by E*Trade custodial applications.

The following Management Agreements control the terms and conditions of your ICON Tactical Allocation Portfolio or ICON Strategy Based Investment Portfolio account(s). These Management Agreements replace and supersede all prior Management Agreements you may have with ICON.

Please take the time to review the applicable Management Agreement and contact your adviser directly or ICON at 1-800-828-4881 with questions.

Get additional custodial forms, agreements and instructions from TCA by E*Trade.

Tactical Allocation Portfolios Management Agreement (TCA)
Strategy Based Investing Portfolios Management Agreement (TCA)
Form ADV
Tactical Allocation Portfolios GIPS Composite Summary for 2016
Strategy Based Investing Portfolios GIPS Composite Summary for 2016
Account Establishment Authorization
Use this form to establish a new account that is identical to an existing account in lieu of completing an Account Application.

Get additional custodial forms, agreements and instructions from TCA by E*Trade.

Distribution/Withdrawal Forms

Please read and follow the ICON Distribution Instructions carefully or processing delays could occur. Call 1-800-828-4881 for assistance.

IMPORTANT Distribution Instructions
Distribution Request Addendum
All distribution Request Form submissions must be accompanied by a Distribution Request Addendum when applicable.

Get additional custodial forms, agreements and instructions from TCA by E*Trade.

Transfer Forms

Transfer Request

Maintenance Forms and Other Supplemental Forms

Get additional custodial forms, agreements and instructions from TCA by E*Trade.

Want Printed Materials?

Call 1-800-828-4881, Monday through Friday 9 a.m. to 8 p.m. Eastern Standard Time.

Requested printed materials will arrive in two to four business days.

Can’t Find a Form?

For assistance please call our Client Services Department at 1-800-828-4881.

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Investing in securities involves inherent risks, including the risk that you can lose the value of your investment. There is no assurance that the investment process will consistently lead to successful results.

Consider the investment objectives, risks, charges, expenses, and share classes of each ICON Fund carefully before investing. The prospectus, summary prospectus and the statement of additional information contain this and other information about the Funds; please read the prospectus, summary prospectus and the statement of additional information carefully before investing. ICON Distributors^SM, distributor.

ICON Funds are offered only to U.S. citizens or residents of the U.S., and the information on this website is intended only for such persons. Nothing on this website should be considered a solicitation to buy or an offer to sell shares of any ICON Fund in any jurisdiction where the offer or solicitation would be unlawful under the securities laws of such jurisdiction.

ICON Advisers, Inc. is the adviser to the ICON Funds. ICON Distributors, Inc. is the distributor of the ICON Funds. ICON Advisers, Inc. and ICON Distributors, Inc. are affiliates.

Resource Center – Portfolio Solutions Forms

ICON Portfolio Solutions Forms

TCA by E*Trade

Important Required Account Establishment Documents and Disclosures

Distribution/Withdrawal Forms

Transfer Forms

Maintenance Forms and Other Supplemental Forms

Want Printed Materials?

Can’t Find a Form?

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