Resource Center – Portfolio Solutions Forms

ICON Portfolio Solutions Forms

Need an Account Form?

Access the forms you need to open an account in ICON’s Tactical Allocation Portfolios (ITAPs) and Strategy Based Investing Portfolios (SBIPs) using the links on this page. You will need Adobe Acrobat Reader to download each document.

Prevent waste and be kind to future generations: Select online delivery of important documents.

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Where to Send Completed Paperwork

All completed Portfolio Solutions forms and required documents should be sent to:

ICON Advisers, Inc.
Attn: Client Services Department
5299 DTC Boulevard, Suite 1200
Greenwood Village, CO 80111

If opening an account to be custodied at Charles Schwab, please contact us at 1-800-828-4881 for additional instructions.

Trust Company of America (TCA)

To access custodial forms, agreements, instructions and other supplemental information from Trust Company of America (TCA), visit http://www.trustamerica.com/advisor-forms. For help determining which forms to use, please call our Client Services Department at 1-800-828-4881.

Please note we have included the most common account establishment documents and ICON’s proprietary forms below. To ensure you are accessing the most current custodial forms provided by Trust Company of America (TCA), we have provided a link to the forms available on their website. ICON’s paperwork requirements can differ from those of the custodian. Depending on the account type and optional services desired, additional documents may be necessary.

Some of the forms accessed through this webpage are documents from Trust Company of America. ICON makes no representation as to the accuracy or completeness of the information contained in or requested by these forms.

Important Required Documents and Disclosures

The following agreements and disclosures are required for all new ITAP or SBIP Accounts.

The following Management Agreements control the terms and conditions of your ICON Tactical Allocation Portfolio or ICON Strategy Based Investment Portfolio account(s). These Management Agreements replace and supersede all prior Management Agreements you may have with ICON.

Please take the time to review the applicable Management Agreement and contact your adviser directly or ICON at 1-800-828-4881 with questions.

Want Printed Materials?

Call 1-800-828-4881, Monday through Friday 9 a.m. to 8 p.m. Eastern Standard Time.

Requested printed materials will arrive in two to four business days.

Read Distribution Instructions

Please read and follow the ICON Distribution Instructions carefully or processing delays could occur. Call 1-800-828-4881 for assistance.

New Account Applications

Information about when to use certain applications follows select links.

New Account Application Requirements
Client Account Application
Use to apply for: Individual, Joint, Custodial IRA, Roth IRA, Beneficiary IRA, Beneficiary Roth IRA, SARSEP, or a Simple IRA Account.
Entity Account Application
Use to apply for: Trust, Company, S Corporation, C Corporation, Exempt, Solo(K), Solo(K) Roth, General Partnership, Limited Partnership, Limited Liability Partnership, Limited Liability Corporation or a Qualified Retirement Plan Account.
TOD Designation Request
Additional Information Application Addendum
Account Establishment Authorization

Use this form to establish a new account that is identical to an existing account in lieu of completing an Account Application.

ICON Certification of Corporate Resolution
ICON Certification of Organization
ICON Trust Certification
Certification of Trust
Certification is required for IRA’s designating a Trust as beneficiary.

Get additional custodial forms, agreements and instructions from Trust America.

Distribution/Withdrawal Forms

IMPORTANT Distribution Instructions
Distribution Request Addendum
All distribution Request Form submissions must be accompanied by a Distribution Request Addendum when applicable.

Transfer Forms

Maintenance Forms and Other Supplemental Forms

Get additional custodial forms, agreements and instructions from Trust America.

Can’t Find a Form?

For assistance please call our Client Services Department at 1-800-828-4881.

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Investing in securities involves inherent risks, including the risk that you can lose the value of your investment. There is no assurance that the investment process will consistently lead to successful results.

Consider the investment objectives, risks, charges, expenses, and share classes of each ICON Fund carefully before investing. The prospectus, summary prospectus and the statement of additional information contain this and other information about the Funds; please read the prospectus, summary prospectus and the statement of additional information carefully before investing. ICON Distributors^SM, distributor.

ICON Funds are offered only to U.S. citizens or residents of the U.S., and the information on this website is intended only for such persons. Nothing on this website should be considered a solicitation to buy or an offer to sell shares of any ICON Fund in any jurisdiction where the offer or solicitation would be unlawful under the securities laws of such jurisdiction.

Resource Center – Portfolio Solutions Forms

ICON Portfolio Solutions Forms

Trust Company of America (TCA)

Important Required Documents and Disclosures

Want Printed Materials?

Read Distribution Instructions

New Account Applications

Distribution/Withdrawal Forms

Transfer Forms

Maintenance Forms and Other Supplemental Forms

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